SFC

Hong Kong SFC License (Type 1,4,9)

License expiry date: No limitationBusiness nature:– HK and US Stock Brokerage– HK And Global Futures Brokerage Low Latency Warrant Trading System Gold Market Marker of HKEX– US Stock Cross-Market Trading System– Securities Trading Consultation Services– Futures Trading Consultation Services– Discretionary Account Management– Investment Education Type of License (Regulated Activity) – Type 1,4,9License Conditions – T9 …

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[SOLD] Hong Kong SFC License (Type 1,2,4,5,9)

Corporate Information Place of Incorporation Hong Kong Corporate History Since 2008 Business Nature SFC Regulated business SFC Regulated Activities Type 1 – Dealing in Securities Type 2 – Dealing in Futures Contracts Type 4 – Advising on Securities Type 5 – Advising on Futures Contracts Type 9 – Asset Management Shareholding Structure BVI holding Company …

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[SOLD] Profile of an SFC Licensed Corporation 證監會持牌公司的資料

Type of Licence (RA) Type 1,2,4,5,9 Licence Conditions Type 1, Dealing in Securities (HK Stock Trading, US Stock Trading, Margin Financing) Type 2, Dealing in Futures Contracts (HK Futures and Options, Global Futures and Options.) Type 4, Advising on Securities Type 5, Advising on Futures Contracts Type 9, Asset Management (For Type 9 regulated activity, …

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