Brokerage License

Mauritius Investment Dealer License for sale

Type of License: Investment Dealer Broker License Type of Company: Global Business License (1) and the company is in good standing Date of Licensing: Licensed in 2021 Directors: 4 fit and proper directors in place and approved according to FSC guidelines Shareholders: Nominee shareholder in place and available to stay during the process of acquisition …

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Hong Kong SFC License (Type 1,2,4,5,9)

Corporate Information Place of Incorporation Hong Kong Corporate History Since 2008 Business Nature SFC Regulated business SFC Regulated Activities Type 1 – Dealing in Securities Type 2 – Dealing in Futures Contracts Type 4 – Advising on Securities Type 5 – Advising on Futures Contracts Type 9 – Asset Management Shareholding Structure BVI holding Company …

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South Africa Financial Service Provider (FSP) Forex License

Category I: A Category I FSP renders financial services other than Discretionary FSP, Hedge Funds FSP, Administrative FSP (Insurance Contracts or Policies) and Assistance Business FSP. Category Description  Advice Automated Advice Non-automated Intermediary Scripted  Intermediary Other CATEGORY 1         Shares       x Money market instruments       x Debentures …

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Bahamas Securities Dealer License

The legislative regime regulating securities intermediaries in The Bahamas was recently overhauled by the introduction of the Securities Industry Act, 2011. This has led to the attractiveness of the jurisdiction as a hub for entities engaged in conducting securities business in or from The Bahamas. Key Features The Securities Industries Act, 2011 provides for the …

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