Brokerage Set-up

Standard Operating Procedures (SOPs) & Documentation

Brokerage Set-up

Standard Operating Procedures (SOPs) & Documentation

Our team of experienced consultants ensures smooth application processes with expertise in the operational procedures. These procedures necessitate various legal documents such as dealing manuals, registration and licensing processes documents, and establishing company policies with regards to anti-money laundering and conflicts of interest.

As one of the few international consultancy firms that specialises in FX licensing services, DesFran has many years of experience in assisting brokers in achieving specific FX licences and authorisations to lawfully operate FX brokerages and/or investment firms in their choice of jurisdiction.
This expertise is particularly valuable with the strict regulations on FX brokerages and trading across many countries, with FX regulations drafted and monitored stringently by various regulatory bodies. With its network of global partners, DesFran is well-equipped to start full-fledged brokerages catered to specific business plans and regulations.

  • Professional Consultation
  • Comprehensive Business Plan
  • Formation of Legal Entity
  • Regulatory and Licensing Registration
    • AFS Licence (Australia)
    • IFSC Licence (Belize)
    • CySEC Licence ( Cyprus)
    • FSPR (New Zealand)
    • FCA Licence (United Kingdom)
  • Integration and Technology
  • Liquidity Enhancement
  • Corporate Branding
  • Website Development
  • Marketing Strategy Execution
  • Customer On-Boarding

Your one-stop cross-border service provider

Scroll to Top